Allophane and imogolite in Swedish
soils
or why small, previously unknown, fibres influence the water quality in forests
Jon Petter Gustafsson Erik Karltun
Prosun Bhattacharya
Stockholm 1998 Research Report TRITA-AMI 3046 Division of Land and Water Resources Department of Civil and Environmental Engineering Royal Institute of Technology (KTH) Stockholm, Sweden
1
Table of contents
Preface 3
1. Review - What are allophane and imogolite? 4
2. Occurrence of allophane and imogolite in Sweden 10
3. The dissolution chemistry of allophane / imogolite 15
4. What mechanisms are responsible for the aluminium release? 18
5. Surface properties of synthetic imogolite 21
6. Possible engineering applications 24
7. Implications and suggestions for future research 26
8. References 27
Appendix: X-ray spectra 30
Infrared spectra 31
Svensk sammanfattning av forskningsprojektet 33
2
Preface
This report presents the work carried out within the research project ”Non-crystalline
aluminosilicates in Swedish forest soils”, sponsored by the Swedish Environmental Protection
Agency from 1995 to 1997.
We wish to express our thanks to the following people, who have all made essential
contributions in various parts of the project: Dr. David Lumsdon, Dr. Tony Fraser, Dr. Bill
McHardy and Dr. Derek Bain (all at the Macaulay Land Use Research Institute, Aberdeen,
UK), MSc Magnus Simonsson and Dr. Dan Berggren (at the Department of Soil Sciences,
SLU). We also acknowledge the laboratory assistance by the following people: Donald
Duthie, Britta Hedengran, Christina Stålhandske, Gunilla Hallberg and Kenth Andersson.
Graduate students from the Aquatic and Environmental Engineering programme of the
Uppsala University made valuable contributions. The senior author would also like to thank
his grandfather Yngve Gustafsson for illuminating discussions concerning the long history of
the theories on Podzol formation.
Apart from the Swedish Environmental Protection Agency, financial support has been
gratefully received from KTH, SLU and from the Royal Academy of Sciences.
As an outcome of the project three research papers have been, or are being, produced.
These three are not included in this report, but referred to by their roman numerals:
I. Gustafsson, J.P., Bhattacharya, P. and Karltun, E. 1998. Mineralogy of poorly crystalline aluminium phases
in the B horizon of Podzols in southern Sweden. Applied Geochemistry, accepted manuscript. II. Gustafsson, J.P., Lumsdon, D.G. and Simonsson, M. 1998. Aluminium solubility characteristics of spodic B
horizons containing imogolite-type materials. Clay Minerals 33, 77-85. III. Gustafsson, J.P., Berggren, D., Simonsson, M., Zysset, M. and Mulder, J. 1998. Aluminium solubility
controls in podzolised soils. Manuscript in preparation.
3
1. Review - What are allophane and imogolite?
The first discoveries
In some of the volcanic ash soils of Japan and New Zealand, the occurrence of allophane
has been known for a long time. These soils were (and are) very difficult for farmers to
manage because of their very anion adsorption capacities. As a consequence, phosphorus (P)
fertilisers were simply fixed very strongly by the soils instead of being taken up by the plants.
The chemical structure of allophane was long unknown, although soil chemists knew that it
was an X-ray aluminosilicate, i.e. a compound composed of aluminium (Al), silicon (Si),
oxygen (O) and hydrogen (H) in chemical combination which was not crystallised enough to
be detected by X-ray diffraction techniques.
In 1962, the Japanese researchers Yoshinaga and Aomine68 discovered a more crystalline
material in one such volcanic ash soil. This compound had a fixed chemical structure, i.e. an
Al:Si atomic ratio of 2:1 and a fibre-like appearance under the transmission electron
microscope (TEM). The new mineral was called imogolite (the prefix imogo is Japanese for
‘glassy volcanic ash’).
At first soil scientists believed that imogolite, as well as allophane, was a unique thing for
volcanic ash soils. Already in 1972, however, Byron and Shimoda7 found evidence for the
existence of allophane in acid forest soils of Nova Scotia, Canada. And in 1978, Tait et al.59
identified imogolite in the B horizon of Scottish Podzols. Since then imogolite has been
identified in the B horizon of many Podzols around the world9, 66, 69 , including Sweden
(chapter 2).
From the 1970s and onwards intense research activities in this subject were carried out by
V.C. Farmer and others at the Macaulay Land Use Research Institute in Scotland2, 16-20, 37-38.
Farmer, originally a trained spectroscopist, described the structure and properties of allophane
and imogolite, as well as discussing the possible role of these minerals in the formation of
Podzols. One of Farmer’s early achievements was the finding that the allophane occurring in
Podzols could be described as a precursor or a poorly crystallised form of imogolite19.
4
Fig. 1. Podzol formation according to Farmer2, 16 .
The connection between imogolite and the formation of Podzols
Farmer developed a view of Podzol formation2, 16 (sketch in Fig. 1), which proved to be
controversial. His view was in fact a new version of the ideas put forward by the Swedish
researchers Sante Mattson and Yngve Gustafsson as early as 193741. Farmer questioned the
‘classical’ podzolisation theory, advocated by Ponomareva50, Petersen49 and others, which
centred around the role of organic acids as carriers for weathered Al and Fe from the leached
E horizon to the B horizon, in which the organo-metallic complexes were arrested and
degraded. Farmer instead argued that within the leached E horizon, released Fe and Al
combined with Si to form positively charged iron-containing ‘proto-imogolite sols’, i.e. high-
molecular weight, polymeric Fe-Al-Si complexes. These sols migrated downwards to the B
horizon in which the higher pH caused the arrest of the proto-imogolite sols and the
subsequent formation of allophane, imogolite and Fe oxide.
OE
B
C
pH = 4
pH = 5
weatheringFe, Al, Si proto-imogolite
sols
Fe oxideAllophaneImogolite
organic acids
Adsorption oforganic acids
In 1984, Buurman and van Reeuwijk8 refuted this concept suggesting that allophane and
imogolite may instead have formed inside the B horizon once the organo-metallic complexes
had been degraded. Later soil solution studies carried out by, among others, Ugolini and
Dahlgren in the U.S.62 and by Van Hees et al. in northern Sweden64, support this view as they
showed that most dissolved Al in the E and B horizons is present either as organic complexes
or as monomeric ionic species despite the occurrence of allophane and imogolite in the B
horizon of these soils.
5
Fig. 2. Current view of the process for Podzol formation.
Today most soil scientists agree that ‘proto-imogolite sols’ do not migrate to any significant
extent and that allophane and imogolite are formed directly in the B horizon where the ion
activity product for these minerals, in contrast to the situation in the E horizon, is sufficiently
high to allow their formation. We also have a clearer overall picture of podzol formation. The
recent state-of-the-art reports by Courchesne and Hendershot12 and by Lundström et al.39, to
which the interested reader is referred, allow us to present the generalised picture in Fig. 2.
Although many details remain unclear, the following stages are almost certainly involved:
OE
B
C
pH = 4
pH = 5
weatheringFe, Al, Si organo-Fe
organo-Al
Fe oxideAllophaneImogoliteAl hydroxide
organic acids
silicic acid
Fe
Al-organiccomplexesAl
1. The formation of the white / grey E horizon is induced by intense weathering, which is, at
least partly, mediated by the excretion of low-molecular weight organic acids from
mycorrhizal hyphae.
2. The released Al and Fe are complexed with organic acids and these complexes migrate in
the soil solution to the reddish B horizon where they are arrested mainly because of
adsorption to previously formed allophane / imogolite and Fe oxides. Iron, however, is
probably quickly removed from the organic complexes by precipitation of Fe oxide once
the complexes reach the less acid B horizon.
3. Microbial activity degrades the organic components of the organo-Al complexes causing
an increase of the soil water concentrations of inorganic Al. This in turn causes aluminium
hydroxide and imogolite / allophane to precipitate.
6
Chemical properties of imogolite and allophane
The chemical formula of imogolite is (HO)3Al2O3SiOH. Its equilibrium with dissolved Al3+
ions and silicic acid is described with the following solubility reaction:
0.5(HO)3Al2O3SiOH + 3H+ ⇔ Al3+ + 0.5H4SiO4 + 1.5H2O *Ks
According to Farmer and Fraser17 the *Ks value at 25oC was about 106.0. Later more precise
determinations suggest a *Ks value of about 106.5 for imogolite55 and slightly more for Al-rich
(see below) allophane37-38, 58. Imogolite is a paracrystalline mineral, which means that it
crystallises only in one direction. As a result imogolite appears as long thread- or fibre-like
structures which may be up to 1 µm long while the outer diameter is not more than 2 nm65.
Fig. 3 shows a network of imogolite fibres isolated from a Japanese pumice bed. In 1972,
Cradwick et al.13 presented a structural analysis of imogolite which, with minor
modifications, remains valid (see Fig. 4). According to their analysis, an imogolite fibre is a
tube. Orthosilicate groups face the inner side while the outer sheet consists of gibbsite units.
Fig. 3. Transmission electron micrograph of imogolite from a Japanese pumice bed.
Fig. 4. Cross-section of an imogolite tube. From Cradwick et al.13
Important properties of imogolite are the high surface area and the high anion adsorption
capacity, see chapter 6. The high anion adsorption capacity is a consequence of the gibbsite
groups of the outer sheet, which causes imogolite to behave much like gibbsite. As in the case
7
of gibbsite extra hydrogen ions are easily incorporated into the hydroxyls at the surface.
Because of this the outer surface of imogolite, in its pure form, possesses a net positive charge
below pH 1057, which favours the adsorption of anions in the ‘natural’ pH range.
Allophane is different depending on the environment in which it is formed. In Si-rich
volcanic deposits the Al:Si ratio of allophane can be as low as 1. The Al coordination
chemistry in such allophanes is quite different from that of imogolite in that a significant
proportion of the Al is in tetravalent coordination21, 46. This leads to the presence of structural
permanent negative charge, in addition to the variable charge of the hydroxyl groups. Silica-
rich allophane is not known from Scandinavia, however, in which we only know of the
existence of Al-rich, or ‘proto-imogolite’ allophane. The structure of aluminium-rich
allophane has been described as ‘fragments of imogolite tubes’ 46, 47. The Al:Si ratio is
normally between 2 and 3; the reason for the higher Al:Si ratio compared to imogolite has to
do with the substitution of the O3SiOH tetrahedra of the inner surface for hydroxyls46, 47. This
causes the material to form small (4 - 5.5 nm thick) spherules instead of fibres47.
Methods of detection
Imogolite and allophane are normally referred to as X-ray-amorphous materials, but this is
strictly not correct. They do give weak XRD (X-ray diffraction) traces and Kodama and
Wang32 developed a special method for detecting these minerals by XRD. Imogolite, but not
allophane, is also possible to identify using differential thermal analysis (DTA)65.
Still however, by far the best sensitivity for anyone interested in identifying imogolite or
allophane is obtained using infrared (IR) spectroscopy52. Fig. 5 shows the IR spectra recorded
for synthetic imogolite and Al-rich allophane. The most characteristic band is the 348 cm-1
band which is due to Si-O stretching. Other characteristic bands appear at about 428, 506, 577
and 967 cm-1 while the band in the -OH stretching region (i.e. around 3500 cm-1) is very
broad and diffuse. Imogolite generally has sharper peaks than allophane and it also has
characteristic doublets of the bands at 577 and 967 cm-1; this permits a semi-quantitative
calculation of the relative abundance of the two minerals in a clay sample. The spectra of
allophane and imogolite contrast sharply with the bands of kaolinite and gibbsite, which have
sharp bands in the -OH stretching region.
8
Fig. 5. Infrared spectra of ‘proto-imogolite allophane’ and imogolite. From Gustafsson et al.25
Transmission electron microscopy (TEM) is also quite often used to identify imogolite
(allophane is not seen by this method). Although it has a characteristic fibrous morphology,
just seeing imogolite is not enough for identification purposes since there are other ‘fibrous’
minerals. However, if the amount of imogolite fibres is sufficient, characteristic electron
diffraction patterns can be recorded43.
To aid the identification of these minerals it is necessary to avoid the presence of too many
different clays in the isolated clay fraction, as they interfere with the identification. To do this
Farmer and coworkers developed an acid dispersion method to isolate a clay fraction in which
allophane and imogolite occur in a relatively high concentration20.
Indications of the occurrence of imogolite and allophane in soils can be obtained using
oxalate (0.2 M ammonium oxalate / oxalic acid buffer) and pyrophosphate (0.1 M Na4P2O7)
extractants25. Oxalate dissolves all Al and Si bound to imogolite / allophane plus other
reactive Al forms (mainly organically complexed Al). Pyrophosphate dissolves organically
complexed Al and almost no Si. If the ratio of the extracted ‘inorganic’ Al to Si is close to 2,
it indicates that most oxalate-extractable inorganic Al consists of allophane or imogolite.
9
2. Occurrence of allophane and imogolite in Sweden
Previous research
Podzolised soils comprise about 50 % of the total land surface in Sweden. They are
typically associated with coniferous forest vegetation (spruce, pine), coarse-textured parent
materials (normally glacial till) and dry nutrient-poor conditions. Over the years there has
been a lot of research focusing on the genesis and properties of Podzols.
In the B horizons of Swedish Podzols, aluminium phases, and to a lesser degree, iron
phases, have accumulated29, 44, 61 (see chapter 1). The accumulated aluminium is composed of
organically complexed Al and inorganic Al compounds. However, for a long time the identity
of the accumulating inorganic Al compounds was unknown. Already in 1931 Tamm61 (who
was the inventor of the oxalate extraction method) observed the presence of substantial
amounts of Si in the oxalate extracts of B horizons from Swedish Podzols. This observation
was repeated in 1988 by Nömmik et al.44 who also noted that there was a relationship
between the oxalate-extracted Al and Si in their B horizons and they speculated that this
might have been due to the presence of imogolite.
Fig. 6. Relationship between oxalate-extractable Si (Sio) and oxalate minus pyrophosphate-extractable Al (Alo - Alp) in 67 B horizon samples from northern Sweden, Finland and Norway25.
0 50 100 150 200 250 300Sio (mmol / kg)
0
100
200
300
400
500
600
700
Alo
- Alp
(mm
ol /
kg)
R2 = 0.975y = -4.25 + 2.48x
In 1995 we showed that there was a highly significant relationship between oxalate-
extractable Si and the difference between oxalate- and pyrophosphate-extractable Al in a
collection of podzolised B horizons from northern Sweden, Finland and Norway25 (Fig. 6).
The slope of the regression, 2.48, is close to what would be expected if allophane
predominated among the precipitated Al compounds of the B horizon. Three B horizon
samples were sent to the Macaulay Land Use Research Institute for the identification of
10
allophane and imogolite. The presence of these minerals (predominantly allophane) was
confirmed for all three soils.
0
100
200
300
400
500
Extra
cted
Al (
mm
ol /
kg)
AloAlp
0
100
200
300
400
500
600
700
800
900
Extra
cted
Al (
mm
ol /
kg)
AloAlp
Fig. 7. Oxalate- and pyrophosphate-extractable Al in; (left) 67 soil samples from the top 20 cm of the B horizon in the north25 (same as Fig. 6); (right) 40 soil samples from the top 40 cm of the B horizon in Halland, SW Sweden, which were sampled in an eariler investigation23.
Accumulated aluminium phases in southern Sweden
Whereas the presence of allophane and imogolite of the B horizons seems to be the rule
rather than the exception in the North25, 30, this situation does not always prevail in southern
Sweden. The reasons are that the Podzols of southern Sweden are generally more acid and
that they contain more organic matter. These conditions are unfavourable for the
accumulation of inorganic Al phases such as allophane. Instead most Al is retained by organic
matter complexation. This geographical difference is amply illustrated in Fig. 7, which shows
pyrophosphate- and oxalate-extractable Al in the upper B horizons of (a) 33 Podzols from
northern Scandinavia25 (same as Fig. 6) and (b) another 18 Podzols from Halland, SW
Sweden23. In Halland, the pool of pyrophosphate-extractable Al pool is often of the same
magnitude as the oxalate-extractable pool, meaning that most Al is organic, while in the
North, a considerable proportion of the accumulated Al is inorganic.
However, most of any inorganic Al found in the South is also in the form of allophane and
imogolite, as has been revealed by our most recent study on the subject (I). Seven Podzols of
southern and central Sweden were selected for an in-depth mineralogical analysis (Table 1).
As Fig. 8 shows the corresponding plot to Fig. 6 looks very similar and the slope of the
regression is only somewhat higher, i.e. 2.86.
11
Table 1. Site characteristics for the seven soils of (I)
Site Location MAAT
(oC) Soil texture* Classification O + A horizons
(cm)
Asa 57o11'N;14o49'E 6.1 Gl. till, sl Typic Haplorthod 6.7 Ed 58o55'N;11o55'E 5.1 Gl. till, ls Typic Haplorthod 6.4 Finnedal 59o12'N;18o16'E 5.6 Gl. till, ls Typic Endaquod 9 Gullringen 57o49'N;15o37'E 5.3 Gl. outwash, s Typic Haplorthod 5.1 Heda 56o54'N;15o16'E 5.8 Gl. till, sl Typic Haplorthod 7.9 Kvibille 56o47'N;12o53'E 6.8 Gl. outwash, ls Typic Haplorthod 10.6 Lövkullen 60o13'N;14o35'E 3.5 Gl. till, ls Typic Haplorthod 7.2
MAAT = Mean Annual Air Temperature
*Gl. = Glacial; s = sand; ls = loamy sand; sl = sandy loam.
Fig. 8. Relationship between Sio and (Alo-Alp) for 39 samples from 7 profiles in southern and central Sweden. From (I).
0 50 100 150 200 250Sio (mmol/kg)
-1000
100200300400500600700800
Alo-
Alp
(mm
ol/k
g)
r2 = 0.962y = -6.22 + 2.86x
n = 39
The clay fractions of the B horizons from all seven soils were studied using X-ray
diffraction. As could be expected no evidence for imogolite or allophane was found using
this method. X-ray diffraction plots of untreated samples from two profiles (Gullringen and
Heda) are shown in the Appendix. These plots of course show the presence of quartz (peaks at
3.3, 4.2 Å) and feldspars (two major peaks near 3.2 Å). However, XRD also showed the
common occurrence of hydroxy-interlayered vermiculite (HIV) in the upper B horizon which
has probably formed as a result of the podzolisation process. As HIV generally decreased
with increasing depth in the profile, mica (as in Heda) or chlorite (as in Lövkullen) increased,
suggesting that HIV formed upon the weathering of these minerals. This is in accordance with
previous research by, among others, Lång and Stevens33.
12
The occurrence of allophane and imogolite was studied using IR spectroscopy and TEM.
Using these techniques, allophane and imogolite was identified in all seven soils, although not
in all B horizon subsamples. As one example we show unheated IR spectra for the acid-
dispersable clays from the Lövkullen profile (Fig. 9). The spectra show the presence of
allophane in all horizons except for the uppermost one. In fact the spectra from the deeper
parts of the B horizon of Lövkullen are very similar to the Al-rich allophane spectrum shown
in Fig. 5. Spectra from some of the other soils are shown in the Appendix. In some profiles
heat treatments, in addition to unheated treatments, had to be done to secure the identification
of allophane / imogolite as other clay minerals were present. This methodology has been
described by Russell and Fraser52.
4300 3300 2300 1300 300
Wavenumber / cm-1
Tran
smitt
ance
3460
3525
3620
3696
2345
1000
567-
592
428Lövkullen
Bhs
Bs1
Bs2
Bs3
BC1
BC2
Fig. 9. Infrared spectra from the acid-dispersible clays of the Lövkullen B horizons.
In addition to allophane / imogolite, IR spectroscopy showed the presence of kaolinite and
gibbsite in some of the soils. Both minerals were found in the B horizon of the Gullringen
profile and in the deeper parts of the Heda soil. Kaolinite (peaks at 3620 and 3700 cm-1) was
also found in the uppermost B horizon from Lövkullen. Kaolinite and gibbsite are mostly
believed to have formed during pre-glacial periods67 (see also I) and they are thus inherited
from earlier parent materials.
Transmission electron microscopy detected imogolite in the B horizon of all seven soils,
but again not in all B horizon subsamples. The most well developed imogolite fibres were
found in Heda (TEM micrograph on title page) and in Finnedal (Fig. 10). The reason why
13
these soils, rather than any other ones, possessed the most well developed imogolite fibres
are not clear, however.
Fig. 10. Transmission electron micrograph of the acid-dispersible clay from the Bhs2 horizon of Finnedal.
Summary:
Most accumulated inorganic Al in the B horizon of Swedish Podzols is in the
form of allophane and imogolite. These minerals are, however, unstable in very
acid soils, where most of the accumulated Al is instead present in organic
complexes.
14
3. The dissolution chemistry of allophane and imogolite
The release of aluminium from forest soils is one of the most serious consequences of
acidification. The toxic effects of aluminium on fish is well documented. Despite all these
years of acidification research, we still lack a complete understanding of the mechanisms
involved, as will also be discussed in the next chapter. The role of imogolite (for simplicity
we include Al-rich allophane in the term ‘imogolite’ in chapters 3 and 4) in releasing soil Al
to solution has not previously been addressed. To do this we shall consider the dissolution
chemistry of imogolite.
To study the dissolution rate of soil Al we decided to treat the Bs2 horizon of an imogolite-
containing soil from Lövkullen, Dalarna, Sweden, with a dilute salt (1 mM NaCl) solution for
various time periods at 8oC (paper II). By measuring pH, quickly reacting aluminium11,
silicon and major ions in the resulting extracts, we could determine ion activity products
(IAPs) for the Al-containing minerals of interest using the chemical equilibrium program
MINTEQA21.
IAP (imogolite) = {Al }{H SiO }
{H }
34 4
0.5
3
+
+ ; IAP (gibbsite) = {Al }{H }
3
3
+
+
0 10 20 30 40Time (days)
6,8
7
7,2
7,4
7,6
7,8
log
IAP
(imog
olite
)
1:1 ratio
1:10 ratio
40 10 20 30 0
Time (days)
8,8
9
9,2
9,4
9,6
9,8
log
IAP
(gib
bsite
) 1:10 ratio
1:1 ratio
Fig. 11. Development of the logarithm of the ion activity products for gibbsite and imogolite with time for the Lövkullen Bs2 horizon subjected to 1 mM NaCl in batch experiments. Results are displayed from experiments conducted at a 1:1 (g soil : cm3 solution) as well as at a 1:10 soil:solution ratio.
15
As Fig. 11 shows, the IAP (gibbsite) quickly reached a more or less constant value while,
on the other hand, IAP (imogolite) increased more slowly with time, especially at low
soil:solution ratios. This was interpreted in the following way:
1. The suspensions quickly reached equilibrium with an Al(OH)3 (‘gibbsite’) phase
2. Equilibrium with imogolite was not reached for at least three weeks
In other words two minerals were involved: an Al(OH)3 phase and an imogolite phase,. The
first one reached equilibrium quicker than the second. This was confirmed in a number of
other experiments (II, III). The two following solubility equations were established:
Al(OH)3(s) + 3H+ ⇔ Al3+ + 3H2O log *Ks = 8.29 at 25oC
log *Ks = 9.40 at 8oC
0.5(HO)3Al2O3SiOH(s) + 3H+ ⇔ Al3+ + 0.5H4SiO4 + 1.5H2O log *Ks = 6.60 at 25oC
log *Ks = 7.65 at 8oC
As the constants imply the temperature dependence of Al release in imogolite-containing
soils is quite important. To predict Al release it is therefore necessary to correct for
temperature. We showed (III) that this can be done quite successfully using the Van’t Hoff
approximation using the heats of reaction for these minerals as stated by other researchers37, 45
.
Despite its importance any Al(OH)3 mineral phase is rarely identified (chapter 2). This
contradiction may be due to the fact that the pool of Al(OH)3 is generally small and non-
crystalline, making direct identification difficult. The reason why Al(OH)3 does not
accumulate may be due to the slow transformation to imogolite which could be a more stable
phase thermodynamically (II).
Whatever the reason, it is clear that an Al(OH)3 phase determines Al solubility in many
imogolite-containing soils. This also agrees with the results from some previous studies in
spodic B horizons5, 14 . Fig. 12 shows the results from an experiment with 15 different
imogolite-containing B horizons. The slope between the logarithm of the Al activity and the
pH was remarkably consistent with a log *Ks value for Al(OH)3 of 9.4 at 8oC. However when
16
treated with HCl some of the suspensions deviated from the solubility line as can be seen in
the bottom part of the figure. It is quite probable that large acid additions causes the reactive
Al(OH)3 phase to be completely dissolved, which would explain this deviation5, 6.
Fig. 12. The minus logarithm of the Al activity (pAl) as a function of the pH for different imogolite-containing soils at 8oC. The solid line represents an Al(OH)3 phase with a log *Ks value of 9.4, while the dashed line represents crystalline gibbsite with log *Ks = 8.8545.
For imogolite the results indicated that the solubility constant is more variable. The value
for Lövkullen Bs2 (log *Ks = 7.65 at 8oC) was the highest recorded among the investigated
soils. The Finnedal B horizons, for instance, had log *Ks values of about 7.4 (II). Probably
soil imogolites do not have a fixed crystallinity nor a fixed composition; they continuously
undergo transformations which might explain the different solubilities in different soils56.
Not all imogolite-containing B horizons behave in the fashion described above. As
Simonsson and Berggren53 have pointed out, in some top B horizons Al activities are
undersaturated with respect to imogolite and gibbsite (i.e. less Al is dissolved at the same pH
than we would expect from the above equations). The reasons will be discussed in Chapter 4.
Summary:
Aluminium solubility in imogolite-containing soils is often determined by an Al
hydroxide phase, rather than by allophane or imogolite. Furthermore the solubility
constant for Al(OH)3 is the same in different soil environments while the one for
allophane / imogolite is variable.
4,2 4,4 4,6 4,8 5 5,2 5,4pH
3
4
5
6
7
pAl
NaCl, 1:1 ratioHCl, 1:1 ratioInitial oversaturationNaCl, 1:10 ratioHCl, 1:10 ratio
17
4. What mechanisms are responsible for the aluminium release?
It is now agreed that there is not one single mechanism that determines Al solubility in
soils5, 34, 60. We can divide the Al solubility mechanisms into two categories:
I. Complexation by organic matter
Aluminium has a large tendency to form complexes with carboxylic and phenolic groups of
the soil organic matter. This process can be described by the following reaction53:
AlX + nH+ ⇔ HnX + Al3+
where X represents an organic ligand residing in the solid phase while n represents the
number of protons that are exchanged for each Al3+. Thus there is an equilibrium between the
Al3+ concentration in the water phase and Al3+ in the complexed phase. The less Al3+ in the
complexed phase, the lower is also the Al3+ concentration in solution.
II. Precipitation / dissolution of Al-containing minerals
As we could see in the previous chapter Al solubility may also be governed by equilibria
with Al(OH)3 and (less likely) imogolite. For this mechanism to be operating, however, there
must have been a certain amount of Al3+ present (at a given pH) to initiate the precipitation of
Al(OH)3. This is mirrored by the ion activity product.
When does what mechanism regulate the Al solubility?
To illustrate the different mechanisms that are operating, we can consider measured Al and
calculated ion activity products for the different soil horizons of the Finnedal soil27 (Fig. 13),
which is an acid forest soil situated in the Tyresta National Park, south of Stockholm.
18
5 6 7 8 9
log IAP (gibbsite)10
50
40
30
20
10
0
-10
Dep
th (c
m)
OA
Bhs1
Bhs2
Bs
C
0 10 20 30 40 50 60 70 80 90 100 110
Al (uM)
-10
0
10
20
30
40
50
Dju
p (c
m) Al3+
Al-OHAl-SO4Al-FAl-org
Fig. 13. Concentrations of Al3+ and of Al complexes in the soil water of different horizons in the Finnedal soil (left)27 and calculated ion activity products for gibbsite / Al(OH)3 (right). The dashed line represents the solubility line for an Al(OH)3 phase with a log *Ks of 9.4 at 8oC.
In the surface horizons, large amounts of acidity is generated by the production of organic
acids during the microbial breakdown of organic matter. As the pH is low the Al3+ activity
has to be quite high to precipitate reactive inorganic Al(OH)3. However the weathering of soil
minerals is usually not sufficiently high as to allow an ample supply of Al. As a consequence
these horizons are undersaturated with respect to Al(OH)3 (see Fig 13). In such horizons the
Al solubility is determined solely by complexation to organic matter.
Further down into the B horizon the pH increases. This is in itself a consequence of the
microbial breakdown of the organic acids, as well as cumulative effects of weathering along
the water flow path. Now much less Al is required to precipitate Al(OH)3. In the Finnedal soil
the weathering of Al from soil minerals is sufficient to cause an Al(OH)3 equilibrium already
in the upper B horizon. Although the organic complexation for Al is still in operation the Al3+
activity will be fixed by the Al(OH)3 solubility relationship. It is then said that Al(OH)3,
rather than organic complexation, determines Al solubility.
As was mentioned in the previous chapter some soils maintain the Al-organic complexation
equilibrium at greater depths than in the Finnedal soil. We believe that this should be seen in
the contexts of pedogenesis and acidification26, 53. In many cases the upper B horizons, and
sometimes the whole of strongly acidified soils may be seen as zones of eluviation since more
Al is leached from such horizons than is supplied from above horizons and from weathering
(qout > qin, see Fig. 14). Since the pool of Al(OH)3 is small, this pool may soon be depleted,
and as a consequence the Al solubility control is handed over to organic complexation.
19
Although some imogolite may still persist, the dissolution of imogolite is not fast enough to
control Al concentrations.
Fig. 14. Simplified sketch of the mass balance of aluminium in a B horizon of an acid forest soil. Biological mechanisms have been disregarded. From paper III.
By contrast in zones of illuviation, with an ample supply of Al, the Al(OH)3 pool is
constantly renewed which causes Al solubility to be governed by Al hydroxide. However Al
hydroxide will not accumulate to a significant extent because the Al(OH)3 will slowly
redissolve to form imogolite which is more thermodynamically stable.
It is also important to consider the water flow patterns and soil heterogeneity. If preferential
flow occurs (i.e. fast water flow along stones etc. after major rain events) the drainage water
from B horizons may be undersaturated with respect to Al(OH)3 as the contact time with the
soil has been minimal42. It is also quite likely that different Al solubility controls will prevail
in different soil microenvironments because of soil heterogeneity. This makes the overall
picture for, say, a forested watershed quite complex and difficult to model.
Summary:
The mechanisms controlling the Al release from soils are complex. Commonly
organic complexation is important in the surface horizons of acid soils, while Al
hydroxide dissolution may be important in deeper horizons. The balance between
the amounts of supplied and leached Al, as well as water flow patterns, are
important factors in determining the overall Al solubility.
Weathering
Inflow
Leaching
qin
qout
[Al3+]
Primaryminerals
Al-organiccomplexes
Al(OH)3
Imogolite
υ1
υ-1
20
5. Surface properties of synthetic imogolite
Probably the most significant property of allophane and imogolite is their ability to bind
anions. Ion binding can occur on the reactive hydroxyls of the outer gibbsite sheet of the
imogolite tube. These hydroxyls have the ability to lose, or to gain, protons from solution and
hence to change the surface charge. At low pH the net charge of the surface is positive while
it gets negative at very high pH. This can be shown by the following two chemical reactions:
≡AlOH + H+ ⇔ ≡AlOH2+ Ka, 1
≡AlOH ⇔ ≡AlO- + H+ Ka, 2
The pH value where the net charge is zero, i.e., when [≡AlOH2+ ] = [≡AlO- ], is called the
pH of point-of zero charge (pH(PZC)). For pure imogolite this pH is about 10 or maybe even
somewhat higher57. Below pH 10 the positively charged surface species [≡AlOH2+ ]
predominates. This enables anions to be adsorbed by a combination of electrostatic attraction
and specific chemical (‘surface complexation’) forces. Anions such as phosphate, arsenate
and fulvic acids are easily adsorbed by these surfaces since they form a strong surface
complex with the Al central atom10, 48, while chloride and nitrate, which do not form surface
complexes, are hardly adsorbed at all. Anion adsorption is further enhanced by the large
specific surface area of imogolite and allophane; BET (N2) surface areas of c. 150 m2 / g for
imogolite, and of c. 580 m2 / g for allophane, have been reported46, 65. Due to the high
pH(PZC) most cations do not sorb to these surfaces at natural pH, unless they (like lead) form
strong surface complexes.
Therefore soils containing allophane and imogolite may be expected to possess very high
anion adsorption capacities. In other studies focusing on sulphate and arsenate adsorption in
imogolite-containing soils we have also found this to be the case22, 24-25, 29.
To study anion adsorption to pure imogolite, we synthesised imogolite according to the
procedure of Farmer et al.18 (displayed in the Recipe box). The resulting imogolite suspension
contained 2.5 mM Al as imogolite. Freeze-dried specimens of this suspension showed that
this imogolite had a BET(N2) surface area of 133 m2 / g. In various experiments, we added
low concentrations of arsenate and lead. After reacting these suspensions the solid imogolite
21
phase was separated from the water phase with centrifugation and filtration through 0.1 µm
nylon filters. Despite these precautions it was difficult to obtain a colloid-free water phase at
low pH because of the small size of imogolite.
Recipe - How to mix your own imogolite
1. Prepare a 2 mM H4SiO4 stock solution by vigorous stirring for 16 h of tetraethyl-o-silicate
diluted to 2 mM Si with water.
2. Prepare a solution containing 2.5 mM Al(ClO4)3 and 1.55 mM H4SiO4; adjust to pH 5 and
then reacidify immediately to give final added concentrations of 1 mM HClO4 and 2 mM
acetic acid. Let this mixture stand overnight before the next step.
3. Reflux the above solution at 95-100oC for 1-3 days
4. Dialyse the obtained imogolite suspension to reduce salt content.
Fig. 15. Adsorption of arsenate (AsV) to synthetic imogolite as a function of pH and added As concentration.
3 4 5 6 7 8 9 10 11
pH
0
20
40
60
80
100
% A
sV a
dsor
bed TOTAs = 2 uM
TOTAs = 5 uMTOTAs = 7.5 uMTOTAs = 10 uMTOTAs = 15 uM
As Fig. 15 shows the
adsorption of arsenate was very strong at low pH, but above pH 7 the adsorption of arsenate
dropped steadily. At higher As concentrations the adsorption was less efficient, simply
because the surface was close to saturation. The maximum arsenate adsorption to synthetic
imogolite was in the order of 0.015 mol / mol imogolite-bound Al, which agrees well with
previous studies with phosphate10. This value is higher for allophane, probably as a result of a
higher surface area and/or more reactive hydroxyls10. The As adsorption behaviour of
imogolite is similar to that of Al hydroxide / gibbsite3, 40 , while it is different from arsenate
adsorption to Fe oxide15, 40 as the latter adsorbs As more strongly at high pH values.
22
Fig. 16. Adsorption of lead to synthetic imogolite as a function of pH and added Pb concentration.
For Pb (lead) the adsorption was strong above pH 7 but it dropped to almost zero below pH
5. Again Pb adsorption was similar to that of Al hydroxide31 but different (lower) than that of
Fe oxide15, 31. In fact the Pb adsorption to imogolite was so weak that inert teflon materials
had to be used throughout in order not to obscure lead adsorption with lead uptake by the
plastic container walls. In nature the naturally occurring imogolites and allophanes are partly
covered with surface complex-forming ions which render the pH(PZC) lower. In the field
therefore Pb adsorption to imogolite is stronger, but As adsorption weaker, than to pure
imogolite.
Summary:
Because of a high pH(point-of zero charge) imogolite and allophane may adsorb
anions strongly, while the adsorption of metal cations is comparably weak. The
arsenate and lead adsorption patterns are similar to those of gibbsite / Al
hydroxide, but unlike those of Fe oxide.
4.5 5 5.5 6 6.5 7 7.5pH
0
20
40
60
80
100
% P
b ad
sorb
ed
TOTPb = 10 µMTOTPb = 1 µM
23
6. Possible engineering applications
Environmental Engineering
Thanks to their surface characteristics, allophane and imogolite can be used as sorbents for
contaminants and nutrients. Their capacity to remove anionic contaminants such as arsenic
and cyanide, and anionic nutrients such as phosphate, is excellent. As described in the
previous chapter the removal of cationic heavy metals, such as lead, copper and cadmium, is
poor at low pH, but it may be significant at higher pH especially for naturally occurring
allophane and imogolite due to their lower pH(PZC) compared to their pure counterparts.
��������������������������������������������������������������������������������������������������������������
������������������������������������������������������������������������������������������������������������������������������������
Contami- nated soil
B-horizon
Sand
Sand
Peat/sand
Arsenic concentration in the double-barrier column
1 36 62 890
0.5
1
1.5
2
2.5
3 ���������������������������������������������
�������������������������
������������������������������
������������������������� �����
Time (days)
As c
onc
(mg/
dm3)
����������Before barriers
After B-horizon barrierAfter peat/sand barrier
Fig. 17. Removal of arsenic from a contaminated water by a spodic B horizon in a column experiment. From Lindberg et al.35
A rapidly emerging research area is the construction of filters or ‘reactive barriers’ (also
referred to as ‘permeable walls’) for the passive removal of contaminants / nutrients from
waters51, 54. The low cost of this technology makes it an attractive alternative to: (i) traditional
remediation technologies in moderately polluted environments, and (ii) other P removal
options for wastewaters in rural areas. At our laboratory we have previosuly shown that
imogolite-containing B horizons may be used for these purposes, with excellent results for
arsenic35 and cyanide63.
In some applications (i.e., the removal of phosphate from wastewaters) it would be
desirable to use filter materials with a higher concentration of reactive surfaces since the
concentration of allophane / imogolite in a B horizon soil matrix is often only about 1-2 %28.
In theory this could be done by using synthetic allophane / imogolite. Another benefit of
24
using synthetic materials is that there is no need for the ‘mining’ of natural spodic B horizons.
However according to our judgment it appears to be easier and cheaper to synthesise large
and concentrated batches of synthetic Fe oxide for this purpose. As Fe oxide has similar
adsorption properties it is likely that the application of iron-oxide-coated sand4 and similar
media will have the greatest development potential.
Materials engineering
As Farmer and coworkers realised18, synthetic imogolite may have applications as a
catalyst. This is due to its unique properties (i.e., its low surface acidity, absence of
exchangeable cations, its regular, internal and external surface and its defined porosity).
Imogolite suspensions may also be used as a support for solids in suspension. Liz-Marzán and
Philipse36 recently found dispersed imogolite fibres to very efficient stabilisers for platinum
colloids. The sorption of platinum by the dispersed fibres prevents significant platinum
aggregation. According to the authors the use of imogolite fibres can be extended to a general
preparation technique for metallic nanoparticles in a wide range of concentrations.
Summary:
Allophane- and imogolite-containing soils can be used for the removal of
contaminants and nutrients from waters, particularly for arsenic and cyanide.
Imogolite is also an excellent catalyst and a possible support for metallic
nanoparticles, properties which can be used in industrial applications.
25
7. Implications and suggestions for future research
We now recognise allophane and imogolite as important constituents of the B horizon of
forest soils. Because of their common occurrence, and because of their properties, it is clear
that these minerals strongly influence the quality of the water that infiltrates the soil to form
groundwater and surface water. This is due to:
• The ability of dissolving allophane / imogolite to mobilise aluminium in acid soils.
Although allophane / imogolite do not control Al concentrations in acidified waters they
nevertheless comprise large sources of easily weatherable Al in many soil systems.
• The adsorption properties of allophane / imogolite. As has been recognised elsewhere the
sulphate adsorption capacity of soils is closely tied to their allophane / imogolite content25,
29. As a result the response in stream water chemistry to changes in acidic deposition can
be delayed for decades. Also the strong adsorption of arsenic and phosphorus to allophane
/ imogolite makes these elements almost immobile22, 24.
There are still many questions that remain to be answered:
• What is the ecosystem function of allophane / imogolite and other oxidic phases in the B
horizon of forest soils? Possibly they might be important in recycling phosphate and
anionic micronutrients (such as molybdate, selenite, borate) in nutrient-poor soils. This
could be important to consider whenever the original soil cover is to be removed.
• How should we model ion adsorption to allophane and imogolite? To predict the
solubility of contaminants in soils mechanistic adsorption models have to be used. Because
of the enormous complexity of natural systems this is a difficult task.
• To what extent can we use allophane / imogolite and other oxidic phases for environmental
engineering purposes? See Chapter 6.
26
8. References 1. Allison, J.D., Brown, D.S., and Novo-gradac, K.J. 1991. MINTEQA2 / PRODEFA2. A geochemical
assessment model for environmental systems. EPA/600/3-91/021 U.S. EPA, Athens, GA 30613, USA. 2. Anderson, H.A., Berrow, M.L., Farmer, V.C., Hepburn, A., Russell, J.D. and Walker, A.D. 1982. A
reassessment of podzol formation processes. J. Soil Sci. 33, 125-136. 3. Anderson, M.A., Ferguson, J.F. and Gavis, J. Arsenate adsorption on amorphous aluminium hydroxide. J.
Colloid Interface Sci. 54, 391-399. 4. Benjamin, M.M., Sletten, R.S., Bailey, R.P. and Bennett, T. 1996. Sorption and filtration of metals using
iron-oxide-coated sand. Wat. Res. 30, 2609-2620. 5. Berggren, D. and Mulder, J. 1995. The role of organic matter in controlling aluminum solubility in acidic
mineral horizons. Geochim. Cosmochim. Acta 59, 4167-4180. 6. Berggren, D., Mulder, J. and Westerhof, R. 1998. Prolonged leaching of mineral forest soils with dilute HCl
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Scotia. Can. J. Soil Sci. 52, 465-475. 8. Buurman, P. and Van Reeuwijk, L.P. 1984. Proto-imogolite and the process of podzol formation: a critical
note. J. Soil Sci. 35, 447-452. 9. Byzova, Y.V., Sokolova, T.A. and Sinani, T.I. 1990. Amorphous and weakly crystallized components of
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natural waters by kinetic discrimination in a flow system. Int. J. Environ. Anal. Chem. 48, 77-100. 12. Courchesne, F. and Hendershot, W.H. 1997. La genèse des Podzols. Géographie physique et Quaternaire
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imogolite in different horizons of a Podzol. Manuscript in review.
29
Appendix Figures A1-A2: X-ray diffraction spectra from two of the soils of (I) Figures A3-A6: Infrared spectra from four of the soils of (I).
0 10 20 30 42-theta (Cu K-alpha)
00
1000
2000
3000
4000
5000
Cou
nts
Bhs
Bs1
Bs2
Bs3
Bs4
Bs5
14.1
Å
7.0
Å
4.84
Å
4.2
Å
3.3
Å3.
2 Å
Fig. A1. X-ray diffraction spectra from clays from the Gullringen soil (untreated). Apart from quartz and feldspars (peaks at 3.2, 3.3 and 4.2 Å) appreciable amounts of vermiculite (7.0 and 14.1 Å) were also observed. This vermiculite was partially hydroxy-interlayered, as evidenced by heat treatments. A small amount of gibbsite (4.84 Å) was seen most clearly in the Bs2 horizon.
0 10 20 30 42-theta (Cu K-alpha)
00
1000
2000
3000
4000
5000
Cou
nts Bs1
Bs2
Bs3
BC2
14.1
Å
10.0
Å
4.2
Å
3.3
Å3.
2 Å
2.95
Å
Fig. A2. X-ray diffraction spectra from the B horizon clays of the Heda soil (untreated). Apart from quartz and feldspars, a small amount of hydroxy-interlayered vermiculite (peak at 14.1 Å) was found in the two uppermost B horizons. At greater depth a mica peak (10 Å) appeared.
30
4300 3300 2300 1300 300
Wavenumber / cm-1
Tran
smitt
ance
3460
3525
3620
3696
2345
1000
567-
592
428
Bs1
Bs2
Bs3
Bs4
Bs5
Asa
Fig. A3. Infrared spectra of the acid-dispersible clays of the Asa B horizons. The presence of allophane and imogolite is seen by the peaks at 348, 428 and 567 cm-1. The presence of a small amount of kaolinite (peaks at 3620, 3700 cm-1) is evident for the Bs1 horizon.
4300 3300 2300 1300 300
Wavenumber / cm-1
Tran
smitt
ance
3460
3525
3620
3696
2345
1000
567-
592
428
Bs1
Ed
Bs2
Bs3
Bs4
Fig. A4. Infrared spectra for the acid-dispersible clays from the Ed B horizons. Peaks at 348, 428 and 567 cm-1 show the presence of allophane and imogolite. No kaolinite or gibbsite could be identified.
31
4300 3300 2300 1300 300
Wavenumber / cm-1
Tran
smitt
ance
3460
3525
3620
3696
2345
1000
567-
592
428Finnedal
Bhs1
Bhs2
Bs
Cg
Fig. A5. Infrared spectra for the acid-dispersible clays from the Finnedal B and C horizons. The B horizons contained allophane and imogolite but no gibbsite or kaolinite. The C horizon only contained a trace amount of allophane and imogolite.
4300 3300 2300 1300 300
Wavenumber / cm-1
Tran
smitt
ance
3460
3525
3620
3696
2345
1000
567-
592
428Heda
Bs1
Bs2
Bs3
BC1
BC2
Fig. A6. Infrared spectra for the acid-dispersible clays from the Heda B horizons. All samples except the BC1 horizon contained allophane and imogolite. The deepest horizons also contained small amounts of
kaolinite (3620 and 3700 cm-1) and gibbsite (peaks at 3460 and 3520 cm-1).
32
Icke-kristallina aluminosilikater i svenska skogsjordar
Slutrapport för projekt finansierat av Naturvårdsverket. Dnr. 802-244-95-Fr
Projektledare: Dr. Jon Petter Gustafsson, avd. f. mark- och vattenresurser, KTH, 100 44 Stockholm. E-mail: [email protected]
Podsolen är Sveriges vanligaste jordmånstyp och utgör mer än 50 % av Sveriges landyta. I mineraljorden i podsoler återfinns ett urlakat blekjordsskikt, även benämnt E-horisont, och under den ett anrikat rostjordsskikt, B-horisonten, där järn- och aluminiumföreningar anrikats. Medan man sedan länge vet att järnföreningarna är järnoxider så har det länge varit oklart vad aluminiumföreningarna egentligen består av. Det var först 1995 som klara tecken erhölls på att en viktig del av dessa föreningar i Nordkalottens podsoler utgörs av allofan och imogolit, som är en slags okristallina aluminosilikater. I det här projektet har vi noga studerat huruvida allofan och imogolit även förekommer i södra Sverige och om dessa mineral har någon betydelse för aluminiumupplösning från försurade jordar och för ämnestransport.
Sju podsoler i södra och mellersta Sverige utvaldes för studien. Rostjordarna i dessa
podsoler karakteriserades noga. Samtliga rostjordar befanns innehålla allofan och imogolit, om än inte i samtliga underhorisonter. Av det aluminium som anrikats i rostjorden var en stor del organiskt bundet men det mesta av den resterande delen var allofan och imogolit. Således var allofan / imogolit den dominerande oorganiska Al-formen som anrikats. En annan men mindre viktig del var Al bundet som polymerer mellan vermikulitskikt. Smärre mängder kaolinit och gibbsit påträffades också i vissa horisonter.
Genom en serie skakförsök har vi erhållit kunskap om vilka processer som styr
aluminiumupplösning i rostjordar. Trots att allofan / imogolit dominerar tycks dessa mineral sällan kontrollera Al-koncentrationerna i markvattnet, detta beroende på att de nybildas / upplöses alltför långsamt. I stället tycks ofta någon form av Al-hydroxid kontrollera Al-koncentrationen. Denna Al-hydroxid ackumuleras aldrig i någon större mängd i marken förmodligen beroende på att den är termodynamiskt instabil jämfört med allofan / imogolit och långsamt omvandlas till denna fas istället. Inom projektets ram bestämdes jämviktskonstanter för de berörda Al-hydroxid- och imogolitfaserna. I jordar som utsätts för nettoutlakning av Al, till exempel i rostjordar utsatta för försurning, löses Al-hydroxiden upp och Al-koncentrationerna kontrolleras då istället av komplexbildning till organiskt material.
Allofan och imogolit har en mycket stor förmåga att adsorbera anjoner på grund av att de
utvecklar positiv laddning vid naturliga pH-värden. I experiment med syntetisk imogolit bekräftades att adsorptionen av arsenat var mycket stark vid pH < 7. För metallkatjonen bly var däremot adsorptionen svag vid pH < 7 men blev stark vid höga pH-värden. Troligen har allofan och imogolit en central betydelse i regleringen av B-horisonternas vattenkemi på grund av sina starka adsorptionsegenskaper.
33